Free resources
AI compliance templates — free download
Production-ready templates for teams deploying AI in regulated industries. Enter your work email to download. No spam — we send the file and occasionally share relevant compliance updates.
HIPAA AI Communications Checklist
PDF · 8 pagesFor: Healthcare SaaS, patient portals, clinical AI, telehealth
The complete checklist for healthcare teams deploying AI in patient-facing communications. Covers all 18 PHI identifier types, HIPAA §164.514 safeguards, minimum necessary standard, and the 2024 HHS OCR AI guidance update.
- ✓ All 18 PHI identifiers with AI-specific examples
- ✓ Pre-deployment checklist for AI patient communication tools
- ✓ Incident response checklist for PHI disclosure events
- ✓ BAA requirements for AI vendors
- ✓ 2024 HHS OCR AI guidance summary
FINRA AI Supervision WSP Template
DOCX · 12 pagesFor: Broker-dealers, RIAs, AI SDR teams in financial services
A ready-to-use Written Supervisory Procedures (WSP) addendum for broker-dealers using AI in retail communications. Addresses FINRA Rules 2210 and 3110, Regulatory Notice 24-09, and principal pre-approval requirements.
- ✓ FINRA Rule 2210 AI retail communication procedures
- ✓ Principal pre-approval workflow documentation
- ✓ AI system supervision responsibilities matrix
- ✓ Examination evidence checklist
- ✓ FINRA Notice 24-09 compliance mapping
EU AI Act Compliance Checklist for SaaS
PDF · 10 pagesFor: EU-facing SaaS, AI product companies, enterprise AI teams
Practical compliance checklist for B2B SaaS companies operating in the EU. Covers GPAI obligations (live August 2025), high-risk AI system requirements (Annex III), Article 13 transparency, and Article 14 human oversight.
- ✓ GPAI obligations under Article 51–53
- ✓ High-risk AI system classification (Annex III)
- ✓ Article 13: Transparency requirements for users
- ✓ Article 14: Human oversight implementation
- ✓ Fine exposure calculator by violation type