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Production-ready templates for teams deploying AI in regulated industries. Enter your work email to download. No spam, we send the file and occasionally share relevant compliance updates.
HIPAA AI Communications Checklist
PDF · 8 pagesFor: Healthcare SaaS, patient portals, clinical AI, telehealth
The complete checklist for healthcare teams deploying AI in patient-facing communications. Covers all 18 PHI identifier types, HIPAA §164.514 safeguards, minimum necessary standard, and the 2024 HHS OCR AI guidance update.
- ✓ All 18 PHI identifiers with AI-specific examples
- ✓ Pre-deployment checklist for AI patient communication tools
- ✓ Incident response checklist for PHI disclosure events
- ✓ BAA requirements for AI vendors
- ✓ 2024 HHS OCR AI guidance summary
FINRA AI Supervision WSP Template
DOCX · 12 pagesFor: Broker-dealers, RIAs, AI SDR teams in financial services
A ready-to-use Written Supervisory Procedures (WSP) addendum for broker-dealers using AI in retail communications. Addresses FINRA Rules 2210 and 3110, Regulatory Notice 24-09, and principal pre-approval requirements.
- ✓ FINRA Rule 2210 AI retail communication procedures
- ✓ Principal pre-approval workflow documentation
- ✓ AI system supervision responsibilities matrix
- ✓ Examination evidence checklist
- ✓ FINRA Notice 24-09 compliance mapping
EU AI Act Compliance Checklist for SaaS
PDF · 10 pagesFor: EU-facing SaaS, AI product companies, enterprise AI teams
Practical compliance checklist for B2B SaaS companies operating in the EU. Covers GPAI obligations (live August 2025), high-risk AI system requirements (Annex III), Article 13 transparency, and Article 14 human oversight.
- ✓ GPAI obligations under Article 51–53
- ✓ High-risk AI system classification (Annex III)
- ✓ Article 13: Transparency requirements for users
- ✓ Article 14: Human oversight implementation
- ✓ Fine exposure calculator by violation type