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SOX financial controls

Dual approval on financial writes, 7-year audit, CFO-level sign-off on large transactions.

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What this package does

Sarbanes-Oxley-aligned guardrails for AI systems touching financial reporting workflows. Every high-impact financial action requires dual approval, large transactions route to a CFO-level reviewer, and every event is written to a tamper-proof audit log retained for the SOX-required 7 years. Designed for AI-assisted ERP, financial close, and revenue recognition tools.

Designed for

  • AI-assisted ERP and financial close tools
  • Revenue recognition and accrual agents
  • Internal audit copilots at public companies

What's included

  • Dual approval on financial writes (CFO countersign)
  • Large transaction ceiling with audit committee queue
  • Breach alert @ 100 financial records
  • 7-year immutable audit (SOX Section 802)
  • PII masking for employee financial data

Controls in this bundle

ControlActionParameters
require_roleblockallowed_roles=["finance","controller","cfo","auditor"]
mfa_requiredblockmax_age_seconds=900
dual_approvalreviewapprover_role="cfo", min_distinct_approvers=2
txn_amount_ceilingreviewmax_amount_usd=1000000
breach_thresholdreviewmax_records=100
pii_access_eventflagtracked_fields=["account_number","tax_id","salary","financial_records"]
manual_review_queuereviewreviewer_role="audit_committee", sla_hours=24
immutable_logflagretention_days=2555

Profile tiers

Switch profiles in Studio to retune default thresholds across the whole bundle without rewriting any control by hand. This package ships at strict — anything you've already tightened by hand is preserved on switch.

Every control in this package uses identical parameters across all four profiles. Switching profile in Studio has no effect here.

Attestation

The canonical hash of these bundle bytes is sha256:fc73d99f3a581fbdf9be2289f992af899ab5ce08f89e27a138072b7b801e5e8b. The same hash is computed at lock time, at Stripe checkout, and again on the runtime side before any byte is honored.

Want to customize first? Opening this package in Studio prefills the canvas with the 8 controls above. You can add, remove, or retune any of them before you lock the hash and pay.

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